Broker Cover Letter Example

Dear Head of Recruitment,

As a qualified Broker with 3 years of experience in investments, I apply with enthusiasm for this opportunity.

I am currently a Junior Broker at Sandinings Financial, where I manage customer inquiries regarding trading platforms, options strategies, margin rules and regulations, and order entry. Mirroring your requirements, I:

• Handle stock quotes, new account inquiries (account types, products), and platform technical guidance
• Execute trades for customers, as well as research and resolve trade execution disputes
• Support customers in making successful investments; helped create ~$7m in profit against $3.2m in investments in 2019

In addition to my experience, I hold a Bachelor of Economics & Finance and have successfully completed the Uniform Securities Agent State Law Examination (Series 63 exam). I also have a clean U4 securities record. As well as strong knowledge of financial markets and other aspects of the brokerage industry, I possess excellent communication, mathematical, and multi-tasking skills.

I have loved my time at Sandinings. As there are no mid-level Broker positions available, I am now seeking such an opportunity with a company that has an excellent reputation for integrity and customer service.

Please find attached my resume for your consideration. Thank you very much for your time. I look forward to hearing from you regarding next steps.

Yours faithfully,

Ragunath Bhardvaj